DFX Intelligence

P••••• S••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

P••••• S••••• C•••••• M••••••••• L••

CRD 155697

MISSION WOODS, KS

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Search this name across graphsid dfx:ria:1fa3c74d-460c-d0b5-b052-179a09c6e513

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 142
Dated events: 40
On other graphs: 2
Observed: Mar 13, 2012 to Aug 18, 2026
44 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

P••••• S••••• C•••••• M••••••••• L••

Private credit manager · shared crd

Private Creditidentity

P••••• S••••• B•• A•••••• L••

adv schedule ab owner crd · confidence 100% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.93 institutional_share=0.03 related_bd=false related_bank=true bd_reps=5.0
Regulatory AUM: $26B••• Locked
Discretionary RAUM: $26B
Private client RAUM: $365Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $8.5Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• D••• L•••	n/a	MISSION WOODS, KS	14	19	4	no
J••••• A•••••	n/a	MISSION WOODS, KS	5	17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••• S••••• I••••• P••• F••• L••	Other Private Fund	$981M	Aug 18, 2026	59	Mar 26, 2020	reported	021-334703
P••••• S••••• O••••••••• C••••• F••• L•••	Hedge Fund	$846M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• K• L••• I••••••••• T••••	Member	D	yes	10/2019	Mar 26, 2020	Nov 22, 2024
B•••• S••••• A•••••	CHIEF OPERATING OFFICER	Na	yes	03/2018	Mar 29, 2018	Nov 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••• S••••• E••••• C•••••• M••••••••• L••	n/a	Asset manager	$9.2B	Y	no	n/a
P••••• S••••• B•• A•••••• L••	n/a	Asset manager	$1.2B	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	7	no
n/a	n/a	n/a	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$26B	$27B	-5.5%	$21B	7.2%	76	71	2	2

Relationships

showing 80 of 142

Affiliated with (16)

→ P••••• S••••• B•• A•••••• L••Registered adviserother investment adviser, control
factForm ADV
→ P••••• S••••• E••••• C•••••• M••••••••• L••Registered adviserother investment adviser, control
factForm ADV
→ P••••• S••••• P•••••• C••••• M••••••••• L••Registered adviserother investment adviser, control
factForm ADV
← P••••• S••••• B•• A•••••• L••Registered adviser

Dated events

Occurred
Aug 18, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$499M
Occurred
Aug 18, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$600M
Occurred
Aug 18, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$401M
Occurred
Aug 18, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fa3c74d-460c-d0b5-b052-179a09c6e513
First observed: Mar 13, 2012
Last observed: Aug 18, 2026 36 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.