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RIA / WealthAdvisorCertified Financial Planner17 years in industry

ERIC R. POWERS

Advisor at TOP PRIVATE WEALTH

GLASTONBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1d709ce-8797-1228-c6a7-bd703fd1d65f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TOP PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 12, 2008
First registration: Mar 10, 2009
Dual registered: no
IAPD individual key: 5604713

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TOP PRIVATE WEALTH	Independent wealth	Aug 27, 2024	n/a	yes	GLASTONBURY, CT	Current employment
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jul 30, 2014	Aug 27, 2024	no	GLASTONBURY, CT\|MORRISTOWN, NJ\|Glastonbury, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 30, 2012	Oct 28, 2015	no	GLASTONBURY, CT\|WETHERSFIELD, CT\|WETHERSFIELD, CT\|SAN DIEGO, CA\|GLASTONBURY, CT\|WEST HARTFORD, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 10, 2009	Apr 16, 2012	no	GLASTONBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ADVISOR GROUP, LLC	TOP PRIVATE WEALTH	Aug 27, 2024	Aug 27, 2024	0	Firm change	Ibd to RIA
LPL FINANCIAL LLC	PRIVATE ADVISOR GROUP, LLC	Oct 28, 2015	Jul 30, 2014	-455	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Apr 16, 2012	Mar 30, 2012	-17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155216:331000:CT:2024-08-27	Aug 27, 2024	Aug 27, 2024	GLASTONBURY, CT	Firm change

Relationships

Registered with (4)

→ TOP PRIVATE WEALTHRegistered adviserregistration: current employment
Aug 27, 2024 to presentfactForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Jul 30, 2014 to Aug 27, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 30, 2012 to Oct 28, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 10, 2009 to Apr 16, 2012factForm ADV

Dated events

Occurred
Aug 27, 2024
Advisor changed firm
Eric R. Powers left Private Advisor Group, Llc for Top Private Wealth (registered 2024-08-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1d709ce-8797-1228-c6a7-bd703fd1d65f
First observed: Mar 10, 2009
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ERIC R. POWERS

Advisor at TOP PRIVATE WEALTH

GLASTONBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1d709ce-8797-1228-c6a7-bd703fd1d65f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

TOP PRIVATE WEALTH

Independent wealth

Aug 27, 2024

n/a

yes

GLASTONBURY, CT

Current employment

PRIVATE ADVISOR GROUP, LLC

Bd affiliated wealth

Jul 30, 2014

Aug 27, 2024

GLASTONBURY, CT|MORRISTOWN, NJ|Glastonbury, CT

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

Mar 30, 2012

Oct 28, 2015

Previous registration

MSI FINANCIAL SERVICES, INC.

Former SEC adviser

Mar 10, 2009

Apr 16, 2012

GLASTONBURY, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PRIVATE ADVISOR GROUP, LLC

TOP PRIVATE WEALTH

Aug 27, 2024

Firm change

Ibd to RIA

LPL FINANCIAL LLC

PRIVATE ADVISOR GROUP, LLC

Oct 28, 2015

Jul 30, 2014

-455

Firm change after gap

Other

MSI FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

Apr 16, 2012

Mar 30, 2012

-17

Firm change

Other

Team

Left

Joined

From

Kind

155216:331000:CT:2024-08-27

Aug 27, 2024

GLASTONBURY, CT

Firm change