DFX Intelligence

D•••••• L•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

D•••••• L•••• T••••••

Advisor at C•••••• I••••••••• A••••••• S•••••••• L••

RALEIGH, NC | GREENVILLE, SC

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Search this name across graphsid dfx:ria:c1d7d741-87d0-ab44-d940-1629377cba68

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 7, 2013	n/a	yes	RALEIGH, NC\|GREENVILLE, SC	Current employment
C•• A•••••••• L••	n/a	Aug 31, 2006	Dec 31, 2012	no	GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••••••• L••	C•••••• I••••••••• A••••••• S•••••••• L••	Dec 31, 2012	Jan 7, 2013	7	Bulk transfer	Other

Relationships

Registered with (2)

→ C•••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 7, 2013 to presentfactForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
Aug 31, 2006 to Dec 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1d7d741-87d0-ab44-d940-1629377cba68
First observed: Aug 31, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.