DFX Intelligence

M•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)14 years in industry

M•••••• M•••

Advisor at L•• F•••••••• L••

LONG BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1f8b9c4-7d0d-1e78-4a5c-88d4d6004ed2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 19, 2021	n/a	yes	LONG BEACH, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 17, 2019	Jan 21, 2021	no	LONG BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Jan 21, 2021	Jan 19, 2021	-2	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Oct 16, 2019	Oct 17, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:6413:CA:2021-01-21	Jan 21, 2021	Jan 19, 2021	LONG BEACH, CA	Firm change
19616:11025:CA:2019-10-10	Oct 16, 2019	Oct 17, 2019	LONG BEACH, CA	Firm change
8174:19616:CA:2018-07-05	Jul 5, 2018	Sep 19, 2018	SEAL BEACH, CA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 19, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 17, 2019 to Jan 21, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 19, 2018 to Oct 16, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1f8b9c4-7d0d-1e78-4a5c-88d4d6004ed2
First observed: Sep 14, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.