DFX Intelligence

R•••• H••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

R•••• H••• M•••••••••

Advisor at B•••••• F••••• • S•••••• I••

HARTFORD, CT

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Search this name across graphsid dfx:ria:c20b4bc7-8b93-466e-0ef6-a4cffa45dc61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F••••• • S•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 14, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F••••• • S•••••• I••	Independent wealth	Aug 25, 2011	n/a	yes	HARTFORD, CT	Current employment
C••••••• M••••••••• A•••••••• I•••	n/a	Oct 15, 2003	Sep 8, 2004	no	HARTFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• A•••••••• I•••	B•••••• F••••• • S•••••• I••	Sep 8, 2004	Aug 25, 2011	2,542	Firm change after gap	Other

Relationships

Registered with (2)

→ B•••••• F••••• • S•••••• I••Registered adviserregistration: current employment
Aug 25, 2011 to presentfactForm ADV
→ C••••••• M••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2003 to Sep 8, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c20b4bc7-8b93-466e-0ef6-a4cffa45dc61
First observed: Oct 15, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.