DFX Intelligence

B•••••• F••••• • S•••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

B•••••• F••••• • S•••••• I••

CRD 106928

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fef4d1ad-f4b1-93a6-dbeb-41ce84020a9a

Data as of Apr 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 18
On other graphs: 0
Observed: Mar 29, 2012 to Apr 6, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.02 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.1B••• Locked
Discretionary RAUM: $9.1B
Private client RAUM: $8.1Bderived••• Locked
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 23
RAUM per advisor: $394Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• H••••• B••••••	n/a	HARTFORD, CT	32	32	n/a	no
K•••• G•••• L•••••	n/a	HARTFORD, CT \| Delray Beach, FL	26	41

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• P••••••• F••• L•••••• P•••••••••	Hedge Fund	$74.1M	Apr 6, 2026	68	Mar 29, 2012	reported	021-89551
M•• F••• L••	Other Private Fund	$1.1M	Apr 17, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• R•••••• H•••••	Chairman	B	yes	07/1994	Apr 6, 2026	Apr 6, 2026
B••••• C••••••• H••••••	Evp	B	yes	10/2011	Apr 6, 2026	Apr 6, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Wellesley	Ma	United States	3	no
Litchfield	Ct	United States	2	no
Stonington	Ct	United States	2	no
DELRAY BEACH	FL	United States	1	no
Chicago	IL	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	7	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.1B	$7.7B	18.2%	$5.6B	17.3%	61	52	8	6

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
N••••••• C•••••• L••	2	Jul 20, 2026	May 23, 2025	WESTERLY, RI	Team lift out	RIA to RIA	100.0%
N••••••• C•••••• L••	2	May 13, 2025	May 20, 2025

Relationships

Registered with (24)

← A••••• G•••• C•••••••Advisorregistration: current employment
Feb 10, 2026 to presentfactForm ADV
← C•••••• S••••• W•••••••Advisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← J•••• M•••••• S•••••••••Advisorregistration: current employment
Sep 30, 2025 to presentfactForm ADV
← M•••••• R•••••• L•••••

Dated events

Occurred
Jul 20, 2026
Team lift-out
2 advisors left N••••••• C•••••• L•• (Westerly, RI) for B•••••• F••••• • S•••••• I•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
May 13, 2025
Team lift-out
2 advisors left N••••••• C•••••• L•• (Westerly, RI) for B•••••• F••••• • S•••••• I•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
May 9, 2024
Control person left
Gilbert Jeffrey Marsted (Director) no longer on Schedule A of B•••••• F••••• • S•••••• I•• (listed 2024-03-22, absent 2024-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fef4d1ad-f4b1-93a6-dbeb-41ce84020a9a
First observed: Mar 29, 2012
Last observed: Apr 6, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.