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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ARCHIBALD WILLIAM MCMICHAEL

Advisor at CETERA INVESTMENT ADVISERS LLC

WAYNE, PA | MILLSBORO, DE

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Search this name across graphsid dfx:ria:c2144c5b-4982-0553-cbac-45e116853fd0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 2, 1998
First registration: Jun 17, 2003
Dual registered: yes, broker-dealer
Other names: BILL MCMICHAEL|BILLY MCMICHAEL|ARCHIBALD WILLIAM MCMICHAEL|Archibald W McMichael|Archibald W McMichael|Bill McMichael|A William McMichael|AWilliam McMichael|ARCHIBALD WILLIAM MCMICHAEL
IAPD individual key: 2997111

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	WAYNE, PA\|MILLSBORO, DE	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jun 7, 2023	Sep 5, 2025	no	Wayne, PA\|Millsboro, DE	Previous registration
LIFEMARK SECURITIES CORP.	Bd affiliated wealth	Feb 14, 2012	Jun 8, 2023	no	WAYNE, PA\|ROCHESTER, NY\|Wayne, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 6, 2006	Dec 21, 2011	no	WAYNE, PA\|WAYNE, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 3, 2004	Jan 12, 2006	no	PHILADELPHIA, PA	Previous registration
J. B. HANAUER & CO.	n/a	Jun 17, 2003	Apr 23, 2004	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
LIFEMARK SECURITIES CORP.	AVANTAX ADVISORY SERVICES	Jun 8, 2023	Jun 7, 2023	-1	Firm change	Ibd to ibd
LPL FINANCIAL LLC	LIFEMARK SECURITIES CORP.	Dec 21, 2011	Feb 14, 2012	55	Firm change	Other
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Jan 12, 2006	Jan 6, 2006	-6	Firm change	Other
J. B. HANAUER & CO.	PNC WEALTH MANAGEMENT	Apr 23, 2004	May 3, 2004	10	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 7, 2023 to Sep 5, 2025factForm ADV
→ LIFEMARK SECURITIES CORP.Registered adviserregistration: previous registration
Feb 14, 2012 to Jun 8, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 6, 2006 to Dec 21, 2011factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 3, 2004 to Jan 12, 2006factForm ADV
→ J. B. HANAUER & CO.Registered adviserregistration: previous registration
Jun 17, 2003 to Apr 23, 2004factForm ADV

Dated events

Occurred
Jun 8, 2023
Advisor changed firm
Archibald William Mcmichael left Lifemark Securities Corp. for Avantax Advisory Services (registered 2023-06-07)
Form ADVobserved 6 days ago