RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• W•••••• M••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Wayne, Pa
- A•••••• A••••••• S••••••• formerJun 7, 2023 to Sep 5, 2025 · Wayne, Pa
- L••••••• S••••••••• C•••• BD affiliatedFeb 14, 2012 to Jun 8, 2023 · Wayne, Pa
- L•• F•••••••• L•• BD affiliatedJan 6, 2006 to Dec 21, 2011 · Wayne, Pa
- P•• W••••• M••••••••• BD affiliatedMay 3, 2004 to Jan 12, 2006 · Philadelphia, Pa
- J• B• H•••••• • C•• unclassifiedJun 17, 2003 to Apr 23, 2004 · Philadelphia, Pa
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- L••••••• S••••••••• C•••• to A•••••• A••••••• S•••••••left Jun 8, 2023, registered Jun 7, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to L••••••• S••••••••• C••••left Dec 21, 2011, registered Feb 14, 2012 (55 days) · Other
- P•• W••••• M••••••••• to L•• F•••••••• L••left Jan 12, 2006, registered Jan 6, 2006 (-6 days) · Other
- J• B• H•••••• • C•• to P•• W••••• M•••••••••left Apr 23, 2004, registered May 3, 2004 (10 days) · Other
- A•••••••• W•••••• M•••••••• left L••••••• S••••••••• C•••• for A•••••• A••••••• S••••••• (registered 2023-06-07)Jun 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address