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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst34 years in industry

Marcus Velasco

Advisor at JMG FINANCIAL GROUP LTD

DOWNERS GROVE, IL | Pewaukee, WI

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Search this name across graphsid dfx:ria:c215a1b1-1f1b-3aca-e640-80fd99a02fa4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JMG FINANCIAL GROUP LTD
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66|S63
First exam: Oct 15, 1991
First registration: Dec 11, 2008
Dual registered: no
Other names: MARC VELASCO|Marcus Anthony Velasco|Marcus Velasco
IAPD individual key: 2178936

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JMG FINANCIAL GROUP LTD	Independent wealth	Dec 18, 2020	n/a	yes	DOWNERS GROVE, IL\|Pewaukee, WI	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 23, 2018	May 6, 2020	no	Lake Zurich, IL	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Aug 10, 2016	Jan 30, 2018	no	Chicago, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Jan 6, 2016	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 11, 2008	Oct 23, 2009	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	JMG FINANCIAL GROUP LTD	May 6, 2020	Dec 18, 2020	226	Firm change	Ibd to RIA
NUVEEN ASSET MANAGEMENT, LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Jan 30, 2018	Oct 23, 2018	266	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NUVEEN ASSET MANAGEMENT, LLC	Jan 6, 2016	Aug 10, 2016	217	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ JMG FINANCIAL GROUP LTDRegistered adviserregistration: current employment
Dec 18, 2020 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 23, 2018 to May 6, 2020factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 10, 2016 to Jan 30, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Jan 6, 2016factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 11, 2008 to Oct 23, 2009factForm ADV

Dated events

No dated event names this entity yet.