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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

STEPHEN ALDEN CROSS

Advisor at VOYA FINANCIAL ADVISORS, INC.

DERBY, KS | AUSTIN, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 21, 2007
First registration: Mar 22, 2007
Dual registered: yes, broker-dealer
Other names: STEVE ALDEN CROSS|STEPHEN ALDEN CROSS|STEVE ALDEN CROSS|STEPHEN ALDEN CROSS
IAPD individual key: 5037429

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 1, 2022	n/a	yes	AUSTIN, TX\|DERBY, KS	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Feb 4, 2016	Jan 25, 2022	no	GREENWOOD VILLAGE, CO\|MULVANE, KS	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 3, 2011	Jan 12, 2015	no	DERBY, KS\|Columbus, OH	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Mar 22, 2007	Jan 3, 2011	no	OVERLAND PARK, KS\|DERBY, KS\|DERBY, KS\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	VOYA FINANCIAL ADVISORS, INC.	Jan 25, 2022	Feb 1, 2022	7	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	EMPOWER ADVISORY GROUP, LLC	Jan 12, 2015	Feb 4, 2016	388	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	VOYA FINANCIAL ADVISORS, INC.	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (3)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 3, 2011 to Jan 12, 2015factForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Feb 4, 2016 to Jan 25, 2022factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 22, 2007 to Jan 3, 2011factForm ADV

Dated events

Occurred
Jan 25, 2022
Advisor changed firm
Stephen Alden Cross left Empower Advisory Group, Llc for Voya Financial Advisors, Inc. (registered 2022-02-01)
Form ADVobserved 6 days ago