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Registered advisor
S•••••• A•••• C••••
Feed of 09/14/2026
Also filed as Steve A•••• C••••
At current firm
4 y
since Feb 1, 2022
In the industry
19 y
since Mar 21, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Feb 1, 2022 · Austin, Tx
- E•••••• A••••••• G••••• L•• BD affiliatedFeb 4, 2016 to Jan 25, 2022 · Greenwood Village, Co
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Jan 12, 2015 · Derby, Ks
- V••• F•••••••• P•••••••• L•• formerMar 22, 2007 to Jan 3, 2011 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- E•••••• A••••••• G••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 25, 2022, registered Feb 1, 2022 (7 days) · Other
- V••• F•••••••• A•••••••• I••• to E•••••• A••••••• G••••• L••left Jan 12, 2015, registered Feb 4, 2016 (388 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- S•••••• A•••• C•••• left E•••••• A••••••• G••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2022-02-01)Jan 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address