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Advisor at AVIOR WEALTH MANAGEMENT, LLC
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AVIOR WEALTH MANAGEMENT, LLC | Independent wealth | Oct 31, 2018 | n/a | yes | OMAHA, NE | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 24, 2006 | Mar 6, 2017 | no | WEST DES MOINES, IA|CEDAR RAPIDS, IA|OMAHA, NE|DES MOINES, IA|SIOUX FALLS, SD|WEST DES MOINES, IA|OMAHA, NE|LINCOLN, NE|LEAWOOD, KS|SPRINGFIELD, MO|KANSAS CITY, MO|WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AVIOR WEALTH MANAGEMENT, LLC | Mar 6, 2017 | Oct 31, 2018 | 604 | Firm change after gap | Wirehouse to RIA |