DFX Intelligence

R•••••• J••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

R•••••• J••••• C•••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c2294f7f-346f-6420-106b-8bbcdf96c505

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 3, 2026	n/a	yes	Boca Raton, FL\|JUPITER, FL\|Jupiter, FL\|SAN DIEGO, CA\|BOCA RATON, FL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 6, 2013	Jul 13, 2026	no	BOCA RATON, FL\|Jupiter, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•• F•••••••• L••	Jul 13, 2026	Jul 3, 2026	-10	Firm change	Ibd to ibd
K••••••••• A•••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 8, 2013	Dec 6, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:6413:FL:2026-07-13	Jul 13, 2026	Jul 3, 2026	JUPITER, FL	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 3, 2026 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2013 to Jul 13, 2026factForm ADV
→ K••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 10, 2012 to Nov 8, 2013factForm ADV
→ C•••••• I••••••••• G••••• L••

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
R•••••• J••••• C••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2026-07-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2294f7f-346f-6420-106b-8bbcdf96c505
First observed: Apr 15, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.