DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard Joseph Curley

LPL Financial LLCBD affiliatedJupiter, Fl dual registrantIAPD 58965

Feed of 09/15/2026

Also filed as Rick Curley

At current firm

0 y

since Jul 3, 2026

In the industry

34 y

since Feb 14, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 3, 2026 · Boca Raton, Fl
Cambridge Investment Research Advisors, Inc. BD affiliated
Dec 6, 2013 to Jul 13, 2026 · Boca Raton, Fl
Kenilworth Asset Management, LLC former
Jul 10, 2012 to Nov 8, 2013 · Chicago, Il
Chicago Investment Group, LLC unclassified
Mar 3, 2008 to Sep 4, 2009 · Boca Raton, Fl
Ryan Beck & Co. unclassified
Apr 15, 2003 to May 5, 2003 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to LPL Financial LLC
left Jul 13, 2026, registered Jul 3, 2026 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
Kenilworth Asset Management, LLC to Cambridge Investment Research Advisors, Inc.
left Nov 8, 2013, registered Dec 6, 2013 (28 days) · Other
Chicago Investment Group, LLC to Kenilworth Asset Management, LLC
left Sep 4, 2009, registered Jul 10, 2012 (1040 days) · Other
Ryan Beck & Co. to Chicago Investment Group, LLC
left May 5, 2003, registered Mar 3, 2008 (1764 days) · Other

Signals

Richard Joseph Curley left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2026-07-03)
Jul 13, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address