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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

PHILIP MICHAEL MALINIAK

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

MANSFIELD CENTER, CT | NEWPORT BEACH, CA | SCOTTSDALE, AZ | VIRGINIA BEACH, VA

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Search this name across graphsid dfx:ria:c22dbe8b-0926-32f1-3737-59fa38d3ac6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Mar 1, 2007
First registration: Mar 2, 2007
Dual registered: yes, broker-dealer
Other names: Phil Maliniak
IAPD individual key: 5268554

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jan 5, 2016	n/a	yes	VIRGINIA BEACH, VA\|SCOTTSDALE, AZ\|MANSFIELD CENTER, CT\|SCOTTSDALE, AZ\|NEWPORT BEACH, CA	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jun 15, 2011	Dec 31, 2015	no	VIRGINIA BEACH, VA\|SCOTTSDALE, AZ	Previous registration
MALINIAK & NABONG WEALTH ADVISORY SERVICES, LLC	n/a	Aug 6, 2010	Dec 1, 2011	no	VIRGINIA BEACH, VA	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Mar 26, 2010	Aug 3, 2010	no	VIRGINIA BEACH, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 2, 2007	Apr 7, 2010	no	Virginia Beach, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Dec 31, 2015	Jan 5, 2016	5	Firm change	Other
MALINIAK & NABONG WEALTH ADVISORY SERVICES, LLC	SAGEPOINT FINANCIAL, INC.	Dec 1, 2011	Jun 15, 2011	-169	Firm change after gap	Other
1ST GLOBAL ADVISORS INC	MALINIAK & NABONG WEALTH ADVISORY SERVICES, LLC	Aug 3, 2010	Aug 6, 2010	3	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	1ST GLOBAL ADVISORS INC	Apr 7, 2010	Mar 26, 2010	-12	Firm change	Other

Relationships

Registered with (5)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Jan 5, 2016 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 15, 2011 to Dec 31, 2015factForm ADV
→ MALINIAK & NABONG WEALTH ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 6, 2010 to Dec 1, 2011factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Mar 26, 2010 to Aug 3, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 2, 2007 to Apr 7, 2010factForm ADV

Dated events

No dated event names this entity yet.