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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

CHARLES MICHAEL JONES

Advisor at AXIENT INVESTMENT ADVISORS LLC

Gadsden, AL | HUNTSVILLE, AL

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Search this name across graphsid dfx:ria:c2339d3a-04fb-8714-cbe4-54ed2f379ff6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AXIENT INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 15, 2000
First registration: Feb 3, 2003
Dual registered: yes, broker-dealer
Other names: MIKE JONES
IAPD individual key: 4254460

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AXIENT INVESTMENT ADVISORS LLC	Independent wealth	Feb 6, 2026	n/a	yes	Gadsden, AL\|HUNTSVILLE, AL	Current employment
STONEX ADVISORS INC.	Bd affiliated wealth	Aug 3, 2018	Feb 11, 2026	no	Gadsden, AL\|Birmingham, AL\|BIRMINGHAM, AL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Aug 9, 2018	no	DECATUR, AL\|GADSDEN, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 13, 2007	Feb 13, 2013	no	GADSDEN, AL\|DECATUR, AL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Jul 10, 2003	Feb 20, 2007	no	BIRMINGHAM, AL	Previous registration
AMSOUTH INVESTMENT SERVICES, INC.	n/a	Feb 3, 2003	Jul 22, 2003	no	GADSDEN, AL\|GADSDEN, AL\|GADSDEN, AL\|GADSDEN, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEX ADVISORS INC.	AXIENT INVESTMENT ADVISORS LLC	Feb 11, 2026	Feb 6, 2026	-5	Firm change	Ibd to new firm
RAYMOND JAMES & ASSOCIATES, INC.	STONEX ADVISORS INC.	Aug 9, 2018	Aug 3, 2018	-6	Firm change	Ibd to ibd
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	MORGAN KEEGAN & COMPANY, LLC	Feb 20, 2007	Feb 13, 2007	-7	Bulk transfer	Other
AMSOUTH INVESTMENT SERVICES, INC.	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	Jul 22, 2003	Jul 10, 2003	-12	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174182:336722:AL:2026-02-10	Feb 11, 2026	Feb 6, 2026	BIRMINGHAM, AL	Firm change
705:174182:AL:2018-08-08	Aug 9, 2018	Aug 3, 2018	GADSDEN, AL	Firm change

Relationships

Registered with (6)

→ AXIENT INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Aug 3, 2018 to Feb 11, 2026factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Aug 9, 2018factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 13, 2007 to Feb 13, 2013factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jul 10, 2003 to Feb 20, 2007factForm ADV
→ AMSOUTH INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 3, 2003 to Jul 22, 2003factForm ADV

Dated events

Occurred
Feb 11, 2026
Advisor changed firm
Charles Michael Jones left Stonex Advisors Inc. for Axient Investment Advisors Llc (registered 2026-02-06)
Form ADVobserved 5 days ago