RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M•••••• J••••
- A••••• I••••••••• A••••••• L•• independent RIA currentsince Feb 6, 2026 · Gadsden, Al
- S••••• A••••••• I••• BD affiliatedAug 3, 2018 to Feb 11, 2026 · Gadsden, Al
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Aug 9, 2018 · Decatur, Al
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Feb 13, 2013 · Gadsden, Al
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 10, 2003 to Feb 20, 2007 · Birmingham, Al
- A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 3, 2003 to Jul 22, 2003 · Gadsden, Al
- S••••• A••••••• I••• to A••••• I••••••••• A••••••• L••left Feb 11, 2026, registered Feb 6, 2026 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- R•••••• J•••• • A••••••••• I••• to S••••• A••••••• I•••left Aug 9, 2018, registered Aug 3, 2018 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 20, 2007, registered Feb 13, 2007 (-7 days) · corporate re-registration, not a move
- A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Jul 22, 2003, registered Jul 10, 2003 (-12 days) · corporate re-registration, not a move
- C•••••• M•••••• J•••• left S••••• A••••••• I••• for A••••• I••••••••• A••••••• L•• (registered 2026-02-06)Feb 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address