DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••• C•••••• P•••••••
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• C•••••• P••••••• | Independent wealth | Jun 26, 2025 | n/a | yes | MIAMI, FL | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | May 24, 2021 | Jun 9, 2025 | no | Miami, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | T••••• C•••••• P••••••• | Jun 9, 2025 | Jun 26, 2025 | 17 | Firm change | Wirehouse to RIA |
| R•••••• J•••• • A••••••••• I••• | J••• M••••• S••••••••• L•• | May 5, 2021 | May 24, 2021 |
| R•••••• J•••• • A••••••••• I••• |
| National bd RIA |
| Apr 12, 2017 |
| May 5, 2021 |
| no |
| Miami, FL |
| Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 22, 2016 | Feb 23, 2017 | no | CORAL GABLES, FL | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 12, 2015 | Sep 30, 2016 | no | Lafayette, LA | Previous registration |
| 19 |
| Firm change |
| Ibd to wirehouse |
| W•••• F•••• A••••••• | R•••••• J•••• • A••••••••• I••• | Feb 23, 2017 | Apr 12, 2017 | 48 | Firm change | Wirehouse to ibd |
| U•• F•••••••• S••••••• I••• | W•••• F•••• A••••••• | Sep 30, 2016 | Sep 22, 2016 | -8 | Firm change | Wirehouse to wirehouse |