DFX Intelligence
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Feed of 09/14/2026
Also filed as Joanna Alemany Espasas
At current firm
1 y
since Jun 26, 2025
In the industry
11 y
since Aug 10, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• C•••••• P••••••• independent RIA currentsince Jun 26, 2025 · Miami, Fl
- J••• M••••• S••••••••• L•• wirehouseMay 24, 2021 to Jun 9, 2025 · Miami, Fl
- R•••••• J•••• • A••••••••• I••• national BDApr 12, 2017 to May 5, 2021 · Miami, Fl
- W•••• F•••• A••••••• wirehouseSep 22, 2016 to Feb 23, 2017 · Coral Gables, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 12, 2015 to Sep 30, 2016 · Lafayette, La
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to T••••• C•••••• P•••••••left Jun 9, 2025, registered Jun 26, 2025 (17 days) · Wirehouse to independent RIA
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left May 5, 2021, registered May 24, 2021 (19 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Feb 23, 2017, registered Apr 12, 2017 (48 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Sep 30, 2016, registered Sep 22, 2016 (-8 days) · Wirehouse to wirehouse
Signals
- J••••• E•••••• left J••• M••••• S••••••••• L•• for T••••• C•••••• P••••••• (registered 2025-06-26)Jun 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address