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Reading the graph
Advisor at DEERFIELD
INDIANAPOLIS, IN | CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Deerfield | Independent wealth | Mar 3, 2026 | n/a | yes | CARMEL, IN|INDIANAPOLIS, IN | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Oct 16, 2025 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 22, 2024 | Nov 14, 2024 | no | INDIANAPOLIS, IN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 26, 2023 | Apr 2, 2024 | no | ZIONSVILLE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Deerfield | Oct 16, 2025 | Mar 3, 2026 | 138 | Firm change | Ibd to RIA |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| LPL FINANCIAL LLC | PRUCO SECURITIES, LLC | Apr 2, 2024 | Mar 22, 2024 | -11 | Firm change | Ibd to ibd |