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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

JONATHAN ROBERT GOLDMAN

Advisor at WELLS FARGO ADVISORS

RADNOR, PA | BALA CYNWYD, PA

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Search this name across graphsid dfx:ria:c24565af-2906-ebfe-71cc-dd7662b4dabc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 18, 2004
First registration: Sep 3, 2004
Dual registered: yes, broker-dealer
Other names: JON GOLDMAN|JONATHAN GOLDMAN
IAPD individual key: 4787439

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Aug 26, 2010	n/a	yes	BALA CYNWYD, PA\|RADNOR, PA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 13, 2009	Apr 5, 2010	no	BALA CYNWYD, PA	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	May 7, 2007	Jun 15, 2009	no	CHERRY HILL, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 2, 2006	Aug 21, 2006	no	BLUE BELL, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 3, 2006	Mar 21, 2006	no	BALA CYNWYD, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 3, 2004	Dec 13, 2005	no	W. CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	WELLS FARGO ADVISORS	Apr 5, 2010	Aug 26, 2010	143	Firm change	Ibd to wirehouse
TD WEALTH MANAGEMENT SERVICES INC.	EQUITABLE ADVISORS, LLC	Jun 15, 2009	Aug 13, 2009	59	Firm change	Other
PNC WEALTH MANAGEMENT	TD WEALTH MANAGEMENT SERVICES INC.	Aug 21, 2006	May 7, 2007	259	Firm change	Other
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	Mar 21, 2006	May 2, 2006	42	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Dec 13, 2005	Jan 3, 2006	21	Firm change	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Aug 26, 2010 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 13, 2009 to Apr 5, 2010factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
May 7, 2007 to Jun 15, 2009factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 2, 2006 to Aug 21, 2006factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 3, 2006 to Mar 21, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 3, 2004 to Dec 13, 2005factForm ADV

Dated events

No dated event names this entity yet.