DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MARINER INDEPENDENT
Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | Independent wealth | Apr 17, 2026 | n/a | yes | Overland Park, KS | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Oct 24, 2024 | Mar 18, 2026 | no | TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | MARINER INDEPENDENT | Mar 18, 2026 | Apr 17, 2026 | 30 | Firm change | Ibd to RIA |