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Advisor at STRATOS WEALTH ADVISORS LLC
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | May 2, 2022 | n/a | yes | Cincinnati, OH | Current employment |
| THE RETIREMENT CORPORATION OF AMERICA | Former SEC adviser | Nov 8, 2001 | Dec 31, 2002 | no | CINCINNATI, OH | Previous registration |
| THE RETIREMENT CORPORATION OF AMERICA | Former SEC adviser | Oct 24, 2001 | Aug 2, 2022 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT CORPORATION OF AMERICA | STRATOS WEALTH ADVISORS LLC | Dec 31, 2002 | May 2, 2022 | 7,062 | Firm change after gap | Other |