DFX Intelligence

Data Factory

K•••••• E••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor35 years in industry

K•••••• E••••• W••••

Advisor at B•••••• C•••••• A•••••••• L••

STEAMBOAT SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c258386f-8692-2049-78a3-060f4548df65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• C•••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• C•••••• A•••••••• L••	Asset manager	Feb 25, 2025	n/a	yes	STEAMBOAT SPRINGS, CO	Current employment
F••••••• C•••••• M••••••••• I•••	Former SEC adviser	Nov 14, 2006	Oct 3, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• C•••••• M••••••••• I•••	B•••••• C•••••• A•••••••• L••	Oct 3, 2016	Feb 25, 2025	3,067	Firm change after gap	Other
P••• S••••• I•••	F••••••• C•••••• M••••••••• I•••	Nov 26, 2007

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141545:268818:CO:2016-10-03	Oct 3, 2016	Feb 25, 2025	STEAMBOAT SPRINGS, CO	Firm change after gap

Relationships

Registered with (7)

→ B•••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 25, 2025 to presentfactForm ADV
→ F••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 14, 2006 to Oct 3, 2016factForm ADV
→ P••• S••••• I•••Registered adviserregistration: previous registration
Oct 27, 2005 to Nov 26, 2007factForm ADV
→ G•••••••• I••••••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c258386f-8692-2049-78a3-060f4548df65
First observed: Feb 16, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.