RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• E••••• W••••
- B•••••• C•••••• A•••••••• L•• asset manager currentsince Feb 25, 2025 · Steamboat Springs, Co
- F••••••• C•••••• M••••••••• I••• formerNov 14, 2006 to Oct 3, 2016 · Steamboat Springs, Co
- P••• S••••• I••• formerOct 27, 2005 to Nov 26, 2007 · Boulder, Co
- G•••••••• I••••••••• M••••••••• I••• unclassifiedOct 4, 2004 to Jul 6, 2005 · Steamboat Springs, Co
- X•••• F•••••••• P•••••••• I••• unclassifiedJan 14, 2003 to Dec 31, 2004 · Steamboat Springs, Co
- X•••• I••••••••• S•••••••• I••• unclassifiedDec 20, 2001 to Jan 15, 2003 · Steamboat Springs, Co
- X•••• I•• unclassifiedFeb 16, 2000 to Dec 31, 2002 · Steamboat Springs, Co
- F••••••• C•••••• M••••••••• I••• to B•••••• C•••••• A•••••••• L••left Oct 3, 2016, registered Feb 25, 2025 (3067 days) · Other · moved with a team
- P••• S••••• I••• to F••••••• C•••••• M••••••••• I•••left Nov 26, 2007, registered Nov 14, 2006 (-377 days) · Other
- G•••••••• I••••••••• M••••••••• I••• to P••• S••••• I•••left Jul 6, 2005, registered Oct 27, 2005 (113 days) · Other
- X•••• F•••••••• P•••••••• I••• to G•••••••• I••••••••• M••••••••• I•••left Dec 31, 2004, registered Oct 4, 2004 (-88 days) · Other
- X•••• I••••••••• S•••••••• I••• to X•••• F•••••••• P•••••••• I•••left Jan 15, 2003, registered Jan 14, 2003 (-1 days) · Other
- X•••• I•• to X•••• I••••••••• S•••••••• I•••left Dec 31, 2002, registered Dec 20, 2001 (-376 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address