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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)27 years in industry

CHRISTOPHER KING MOSS

Advisor at CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Appleton, WI | MINNEAPOLIS, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 21, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Apr 15, 1999
First registration: Apr 21, 1999
Dual registered: yes, broker-dealer
Other names: CHRIS MOSS|CHRISTOPHER K MOSS
IAPD individual key: 2209534

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Bd affiliated wealth	Feb 27, 2012	n/a	yes	MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|Appleton, WI	Current employment
CLIFTON GUNDERSON WEALTH ADVISORS	Former SEC adviser	Mar 4, 2010	Feb 27, 2012	no	OSHKOSH, WI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	Feb 25, 2010	no	APPLETON, WI	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	May 10, 2007	Oct 1, 2008	no	APPLETON, WI	Previous registration
SCHAPER BENZ & WISE INVESTMENT COUNSEL INC	Independent wealth	Apr 21, 1999	Oct 25, 2006	no	NEENAH, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLIFTON GUNDERSON WEALTH ADVISORS	CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Feb 27, 2012	Feb 27, 2012	0	Firm change	Other
J.P. MORGAN SECURITIES LLC	CLIFTON GUNDERSON WEALTH ADVISORS	Feb 25, 2010	Mar 4, 2010	7	Firm change	Other
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
SCHAPER BENZ & WISE INVESTMENT COUNSEL INC	J.P. MORGAN SECURITIES INC.	Oct 25, 2006	May 10, 2007	197	Firm change	Other

Relationships

Registered with (5)

→ CLIFTONLARSONALLEN WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Feb 27, 2012 to presentfactForm ADV
→ CLIFTON GUNDERSON WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 4, 2010 to Feb 27, 2012factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to Feb 25, 2010factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
May 10, 2007 to Oct 1, 2008factForm ADV
→ SCHAPER BENZ & WISE INVESTMENT COUNSEL INCRegistered adviserregistration: previous registration
Apr 21, 1999 to Oct 25, 2006factForm ADV

Dated events

No dated event names this entity yet.