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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

WEDBUSH FUND ADVISERS, LLC

CRD 334057

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c26d1cfe-3caf-e659-0aba-5bd7338b231e

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Dec 8, 2024 to Apr 16, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-04-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
SEC number: 801-131773
CRD: 334057
Filings on the tape: 7
First filed: Dec 8, 2024
Latest filed: Apr 16, 2026
Organised: Limited Liability Company, DE
Website: wedbushfunds.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BILLINGS, DANIEL, ERIC	CHIEF FINANCIAL OFFICER	Na	yes	11/2024	Dec 8, 2024	Dec 8, 2024
Bromberg, Matthew	SECRETARY AND CHIEF COMPLIANCE OFFICER	Na	yes	11/2024	Dec 8, 2024	Dec 8, 2024
EDWARD AND JEAN WEDBUSH FAMILY TRUST	SOLE MEMBER	E	yes	12/2020	Dec 8, 2024	Dec 8, 2024
THE BRYN MAWR TRUST COMPANY OF DELAWARE	Trustee	F	yes	12/2020	Dec 8, 2024	Dec 8, 2024
WEDBUSH CAPITAL	SOLE MEMBER	E	yes	10/2019	Dec 8, 2024	Dec 8, 2024
WEDBUSH FAMILY PARTNERS, LLC	Shareholder	D	yes	12/2020	Dec 8, 2024	Dec 8, 2024
WEDBUSH FINANCIAL SERVICES, LLC	SOLE MEMBER	E	yes	11/2024	Dec 8, 2024	Dec 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WEDBUSH SECURITIES INC.	n/a	Bd affiliated wealth	$5.7B	N	yes	n/a
VAN HULZEN ASSET MANAGEMENT, LLC	n/a	Independent wealth	$2.1B	N	yes	n/a
SEPULVEDA MANAGEMENT LLC	n/a	Asset manager	$355M	N	yes	n/a
QAPITAL INVEST, LLC	n/a	Independent wealth	$42.1M	N	yes	n/a
ONWARD ADVISORS LLC	n/a	No RAUM reported	$0	N	yes	n/a
LIGHTSPEED FINANCIAL SERVICES GROUP LLC	n/a	n/a	n/a	N	yes	n/a
WEDBUSH & CO., LLC	n/a	n/a	n/a	N	yes	n/a
WEDBUSH CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
WEDBUSH EUROPE LTD.	n/a	n/a	n/a	N	yes	n/a
WEDBUSH VENTURES MANAGEMENT, LLC	n/a	State registered	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 16, 2026	$1.0B	$1.0B	5	2	0	n/a	n/a
2024	Mar 31, 2025	$0	$0	4	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$0	n/a	n/a	n/a	5	4	0	0

Relationships

Affiliated with (6)

→ VAN HULZEN FINANCIAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ QAPITAL INVEST, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SEPULVEDA MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ WEDBUSH VENTURES MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ ONWARD ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (7)

← Bromberg, MatthewOwnerSECRETARY AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 8, 2024 to Dec 8, 2024factForm ADV
← BILLINGS, DANIEL, ERICOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 8, 2024 to Dec 8, 2024factForm ADV
← EDWARD AND JEAN WEDBUSH FAMILY TRUSTOwnerSOLE MEMBER, ownership code E, domestic entity
Dec 8, 2024 to Dec 8, 2024factForm ADV
← THE BRYN MAWR TRUST COMPANY OF DELAWAREOwnerTRUSTEE, ownership code F, domestic entity
Dec 8, 2024 to Dec 8, 2024factForm ADV
← WEDBUSH CAPITALOwnerSOLE MEMBER, ownership code E, domestic entity
Dec 8, 2024 to Dec 8, 2024factForm ADV
← WEDBUSH FAMILY PARTNERS, LLCOwnerSHAREHOLDER, ownership code D, domestic entity
Dec 8, 2024 to Dec 8, 2024factForm ADV
← WEDBUSH FINANCIAL SERVICES, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Dec 8, 2024 to Dec 8, 2024factForm ADV

Dated events

Occurred
Apr 16, 2026
Regulatory AUM changed
Wedbush Fund Advisers, Llc reported RAUM $1.0B, up 35% from $754.2M (2025-09-29 to 2026-04-16)
Form ADVobserved 3 days ago
$267M
Occurred
Dec 8, 2024
First Form ADV filing
Wedbush Fund Advisers, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c26d1cfe-3caf-e659-0aba-5bd7338b231e
First observed: Dec 8, 2024
Last observed: Apr 16, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEDBUSH FUND ADVISERS, LLC

CRD 334057

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c26d1cfe-3caf-e659-0aba-5bd7338b231e

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:48 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BILLINGS, DANIEL, ERIC

CHIEF FINANCIAL OFFICER

yes

11/2024

Dec 8, 2024

Bromberg, Matthew

SECRETARY AND CHIEF COMPLIANCE OFFICER

yes

11/2024

Dec 8, 2024

EDWARD AND JEAN WEDBUSH FAMILY TRUST

SOLE MEMBER

yes

12/2020

Dec 8, 2024

THE BRYN MAWR TRUST COMPANY OF DELAWARE

Trustee

yes

12/2020

Dec 8, 2024

WEDBUSH CAPITAL

SOLE MEMBER

yes

10/2019

Dec 8, 2024

WEDBUSH FAMILY PARTNERS, LLC

Shareholder

yes

12/2020

Dec 8, 2024

WEDBUSH FINANCIAL SERVICES, LLC

SOLE MEMBER

yes

11/2024

Dec 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WEDBUSH SECURITIES INC.

n/a

Bd affiliated wealth

$5.7B

yes

n/a

VAN HULZEN ASSET MANAGEMENT, LLC

n/a

Independent wealth

$2.1B

yes

n/a

SEPULVEDA MANAGEMENT LLC

n/a

Asset manager

$355M

yes

n/a

QAPITAL INVEST, LLC

n/a

Independent wealth

$42.1M

yes

n/a

ONWARD ADVISORS LLC

n/a

No RAUM reported

yes

n/a

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

n/a

yes

n/a

WEDBUSH & CO., LLC

n/a

yes

n/a

WEDBUSH CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

WEDBUSH EUROPE LTD.

n/a

yes

n/a

WEDBUSH VENTURES MANAGEMENT, LLC

n/a

State registered

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$1.0B

n/a

2024

Mar 31, 2025

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

n/a