DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wedbush Fund Advisers, LLC
Latest filing Apr 16, 2026
First filing on the tape Dec 8, 2024 · 7 filings
SEC status approved since Jan 8, 2025
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.0B as of Apr 16, 2026
Feb 20, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Apr 16, 2026
Feb 20, 20251 then
Employees (5.A)5 as of Apr 16, 2026
Feb 20, 20254 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $255MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Eric Daniel Billings · Chief Financial Officercontrolsince 11/2024 · owns less than 5%
- Matthew Bromberg · Secretary And Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
Entity owners
- Wedbush Financial Services, LLC · Sole Memberdirect · owns 75% or more
- Edward And Jean Wedbush Family Trust · Sole Memberindirect · owns 75% or more of Wedbush Family Partners, LLC
- The Bryn Mawr Trust Company Of Delaware · Trusteeindirect · owns F of Edward And Jean Wedbush Family Trust
- Wedbush Capital · Sole Memberindirect · owns 75% or more of Wedbush Financial Services, LLC
- Wedbush Family Partners, LLC · Shareholderindirect · owns 50% to 75% of Wedbush Capital
Related persons
Schedule D 7.A
- Lightspeed Financial Services Group LLCbroker-dealern
- Onward Advisors LLCinvestment advisern
- Qapital Invest, LLCinvestment advisernRAUM $42.1M
- Sepulveda Management LLCinvestment advisernRAUM $355M
- Van Hulzen Financial Advisorsinvestment advisernRAUM $2.1B
- Wedbush & Co., LLCbroker-dealern
- Wedbush Capital Management, LLCinvestment advisern
- Wedbush Europe Ltd.broker-dealern
- Wedbush Securities Inc.broker-dealerinvestment advisernRAUM $5.7B
- Wedbush Ventures Managementinvestment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 4Sep 29, 2025 to Apr 16, 2026
- Discretionary RAUM · $754M to $1.0BSep 29, 2025 to Apr 16, 2026
- RAUM · $754M to $1.0BSep 29, 2025 to Apr 16, 2026
- Accounts · 0 to 1Jun 19, 2025 to Sep 29, 2025
- Employees · 4 to 5Jun 19, 2025 to Sep 29, 2025
- Discretionary RAUM · $0 to $754MJun 19, 2025 to Sep 29, 2025
- RAUM · $0 to $754MJun 19, 2025 to Sep 29, 2025
- Financial planning clients · unset to May 14, 2025 to Jun 19, 2025
- HQ city · LOS ANGELES to PASADENAMay 14, 2025 to Jun 19, 2025
- Accounts · unset to 0.0Dec 8, 2024 to Feb 20, 2025
- Discretionary RAUM · unset to 0.0Dec 8, 2024 to Feb 20, 2025
- Non-discretionary RAUM · unset to 0.0Dec 8, 2024 to Feb 20, 2025
- RAUM · unset to 0.0Dec 8, 2024 to Feb 20, 2025
Signals
2 dated events
- Wedbush Fund Advisers, Llc reported RAUM $1.0B, up 35% from $754.2M (2025-09-29 to 2026-04-16)Apr 16, 2026 · RAUM change · derived
- Wedbush Fund Advisers, Llc filed its initial SEC registration (Form ADV)Dec 8, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wedbushfundsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- wedbushfunds.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 213-688-8000reportedpublic record, Form ADV, Apr 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026