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Advisor at MORGAN STANLEY
Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 9, 2022 | n/a | yes | Baltimore, MD | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 15, 2017 | Dec 9, 2022 | no | Annapolis, MD | Previous registration |
| SEVERN FINANCIAL ADVISORS, LLC | State registered | Jan 30, 2015 | Dec 15, 2022 | no | ANNAPOLIS, MD | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 25, 2014 | Mar 17, 2017 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEVERN FINANCIAL ADVISORS, LLC | COMMONWEALTH FINANCIAL NETWORK | Dec 15, 2022 | Mar 15, 2017 | -2,101 | Firm change after gap | Other |
| COMMONWEALTH FINANCIAL NETWORK | MORGAN STANLEY | Dec 9, 2022 | Dec 9, 2022 | 0 | Firm change | Ibd to wirehouse |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | SEVERN FINANCIAL ADVISORS, LLC | Mar 17, 2017 | Jan 30, 2015 | -777 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:121625:MD:2017-03-17 | Mar 17, 2017 | Jan 30, 2015 | ANNAPOLIS, MD | Firm change after gap |