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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JACLYN SINGER

Advisor at RBC CAPITAL MARKETS, LLC

WILLIAMSVILLE, NY | E AMHERST, NY

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Search this name across graphsid dfx:ria:c28a97fd-727e-a497-39b1-60598aff24ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 27, 2005
First registration: Oct 16, 2006
Dual registered: yes, broker-dealer
Other names: JACLYN DEANN SINGER
IAPD individual key: 4237457

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Nov 20, 2019	n/a	yes	WILLIAMSVILLE, NY\|E AMHERST, NY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 27, 2010	Mar 27, 2018	no	GARDEN CITY, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 4, 2010	Apr 29, 2010	no	LATHAM, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 16, 2006	Aug 3, 2009	no	GARDEN CITY, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RBC CAPITAL MARKETS, LLC	Mar 27, 2018	Nov 20, 2019	603	Firm change after gap	Wirehouse to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 29, 2010	Jul 27, 2010	89	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 3, 2009	Feb 4, 2010	185	Firm change	Other

Relationships

Registered with (3)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Nov 20, 2019 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 27, 2010 to Mar 27, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 4, 2010 to Apr 29, 2010factForm ADV

Dated events

No dated event names this entity yet.