DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M••••• S••••••
Nashville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Oct 27, 2025 | n/a | yes | Nashville, TN | Current employment |
| E••• A•••• M••••••••• L•• | Former SEC adviser | Mar 13, 2024 | May 9, 2024 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••• A•••• M••••••••• L•• | M••••• S•••••• | May 9, 2024 | Oct 27, 2025 | 536 | Firm change after gap | Other |
| G••••••••• I••••••••• A•••••••• L•• | E••• A•••• M••••••••• L•• | Nov 6, 2009 | Jul 1, 2021 |
| E••• A•••• M••••••••• L•• |
| Former SEC adviser |
| Feb 16, 2023 |
| Dec 31, 2023 |
| no |
| NEW YORK, NY |
| Previous registration |
| E••• A•••• M••••••••• L•• | Former SEC adviser | Jan 11, 2022 | Dec 31, 2022 | no | NEW YORK, NY | Previous registration |
| E••• A•••• M••••••••• L•• | Former SEC adviser | Jul 1, 2021 | Dec 31, 2021 | no | NEW YORK, NY | Previous registration |
| G••••••••• I••••••••• A•••••••• L•• | Other adviser | Aug 27, 2008 | Nov 6, 2009 | no | SANTA MONICA, CA | Previous registration |
| 4,255 |
| Firm change after gap |
| Other |