This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 4, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

7

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Mar 4, 1993

First registration

Aug 2, 1994

Dual registered

no

IAPD individual key

2310647

• Occurred

  Apr 25, 2024
  Advisor changed firm

  Todd Loring Luft left B. Riley Wealth Advisors, Inc. for International Assets Investment Management, Llc (registered 2024-05-03)

  Form ADVobserved 5 days ago
• Occurred

  Feb 28, 2023
  Advisor changed firm

  Todd Loring Luft left Ameriprise Financial Services, Llc for B. Riley Wealth Advisors, Inc. (registered 2023-02-24)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c2927125-e7ec-5a77-cbe2-50137c878066

First observed

Aug 2, 1994

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.