DFX Intelligence

B•••••• A••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

B•••••• A••• R•••

Advisor at L•• F•••••••• L••

GLEN ELLYN, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2a4ad59-1eab-89c4-9a5f-e9afddf99a7a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 11, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 16, 2023	n/a	yes	GLEN ELLYN, IL	Current employment
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Aug 3, 2020	May 3, 2022	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• I••••••••• M••••••••• I•••	L•• F•••••••• L••	May 3, 2022	Jun 16, 2023	409	Firm change after gap	Other
L•• F•••••••• L••	M•••••• F•••••••• I••••••••• M••••••••• I•••	Sep 8, 2020	Aug 3, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:111135:IL:2020-09-08	Sep 8, 2020	Aug 3, 2020	JOLIET, IL	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 9, 2018 to Sep 8, 2020factForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2020 to May 3, 2022factForm ADV
→ K••••• A•••• M••••••••• C•••Registered adviserregistration: previous registration
Mar 20, 2013 to Sep 3, 2015factForm ADV
→ A••••••••• I•••

Dated events

Occurred
May 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2a4ad59-1eab-89c4-9a5f-e9afddf99a7a
First observed: May 11, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.