DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 104994
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| K•••• T••••• P••••••• | Hedge Fund | $10.2M | Nov 15, 2016 | 56 | Mar 27, 2012 | reported | 021-135982 |
| K•••• P••••••••• P••••••••• L••• | Hedge Fund | $9.2M | Jun 11, 2015 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J•••• C•••• | Shareholder | E | yes | 07/2008 | Mar 27, 2012 | Nov 15, 2016 |
| K•••••• R••••• B• | Director | F | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| K••••• H•••••••• I••• |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| P••• C•••••• L•• | n/a | Mixed wealth | $2.9B | N | yes | n/a |
| K••••• I••••••••• C•••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Jan 29, 2016 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $3.2B | $5.0B | -37.0% | $4.5B | -11.1% | 31 | 25 | n/a | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| G•••••••• L•• | 2 | Mar 3, 2017 | Dec 11, 2017 | CHICAGO, IL | Team lift out | Other | 100.0% |
| 1 |
| Mar 27, 2012 |
| dropped |
| n/a |
| K•••• L•••••• P••••••••• N•• 1• | Hedge Fund | $7.8M | Jun 11, 2015 | 1 | Mar 27, 2012 | dropped | 021-82186 |
| Shareholder |
| E |
| yes |
| 07/2008 |
| Mar 27, 2012 |
| Nov 15, 2016 |
| M•••••• D•••••• B••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| O•••••• B••••• M•••••• | EXECUTIVE CHAIRMAN | Na | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| O•••••• B••••• M•••••• | Director | F | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| T••• A••••••• A•• P•••••• V• L••• | UNIT HOLDER | C | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| T•••••••• | UNIT HOLDER | D | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| T• A••••••••• L••• | CONTROLLER OF UNIT HOLDERS | E | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| T• K•••• H••••••• L•• | Shareholder | E | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| W•••••• R•••••• L•••••• | Director | F | yes | 09/2015 | Oct 2, 2015 | Nov 15, 2016 |
| K•••••• K••••• M•••••• | President | Na | no | 06/2015 | Mar 27, 2012 | Nov 15, 2016 |
| K•••••••• R•••••• M•••••• | GENERAL COUNSEL, CHIEF FINANCIAL OFFICER & CORPORATE SECRETARY | Na | no | 03/2006 | Mar 27, 2012 | Nov 15, 2016 |
| $3.2B |
| $3.2B |
| 31 |
| 14 |
| n/a |
| 1 |
| $10.2M |
| 2014 | Mar 25, 2015 | $5.0B | $5.0B | 25 | 15 | n/a | 3 | $29.6M |
| 2013 | Mar 25, 2014 | $5.9B | $5.9B | 25 | 13 | n/a | 3 | $39.8M |
| 2012 | Mar 22, 2013 | $4.5B | $4.5B | 24 | 11 | n/a | 3 | $22.9M |
| 2011 | Mar 27, 2012 | $4.8B | $4.7B | n/a | n/a | n/a | 3 | $28.0M |