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D•••••• F•••••••• D•••••• LLC, CRD 163362
COLUMBIA, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| P•••••• P••• B•••••• | Certified Financial Planner | COLUMBIA, SC | 13 | 26 | 2 | yes |
| J•••• S••••• A••••••• | Certified Financial Planner|Chartered Financial Consultant | COLUMBIA, SC | 13 | 31 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••••• J••••• S••••• | Owner | E | yes | 01/2003 | Apr 9, 2012 | Mar 28, 2024 |
| A•••••••• J••••• S••••• | MANAGER AND CHIEF COMPLIANCE OFFICER | E | yes | 05/2012 | Apr 9, 2012 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| D•••••• R••• D•••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEWPORT NEWS | Va | United States | 3 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $223M | $198M | 12.3% | $201M | 3.5% | 5 | 5 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| I••••••••• A•••••• A•••••••• L•• | 2 | Dec 19, 2024 | Feb 9, 2026 | COLUMBIA, SC | Team lift out | RIA to RIA | 33.3% |
| I••••••••• W••••• C••••••• L•• | 2 | May 3, 2019 | May 1, 2019 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| F•••• C•••••• A••••••• S••••••• | 2 | Apr 25, 2017 | May 12, 2017 | FORT WORTH, TX | Team lift out | Other | 0.5% |
| yes |
| D•••• W•••••• W•••• | n/a | COLUMBIA, SC | 4 | 33 | 1 | yes |
| J••••••• L••••••• D•••••• | n/a | COLUMBIA, SC | 2 | 16 | n/a | yes |
| D•••• A••••• K••• | n/a | COLUMBIA, SC | 1 | 11 | n/a | yes |
| Apr 29, 2026 |
| $223M |
| $223M |
| 5 |
| 5 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $198M | $198M | 5 | 5 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $247M | $247M | 9 | 8 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $201M | $201M | 7 | 7 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $258M | $258M | 8 | 8 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $221M | $221M | 9 | 9 | 1 | n/a | n/a |
| 2019 | Feb 24, 2020 | $188M | $188M | 11 | 9 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $294M | $294M | 16 | 16 | 4 | n/a | n/a |
| 2017 | Mar 30, 2018 | $275M | $275M | 15 | 15 | 4 | n/a | n/a |
| 2016 | Mar 31, 2017 | $261M | $242M | 14 | 13 | n/a | n/a | n/a |
| 2015 | Mar 8, 2016 | $206M | $191M | 15 | 12 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $162M | $147M | 14 | 12 | n/a | n/a | n/a |
| 2012 | Apr 2, 2013 | $55.9M | $46.5M | 9 | 9 | n/a | n/a | n/a |
| COLUMBIA, SC |
| Team lift out |
| RIA to RIA |
| 22.2% |