DFX Intelligence

R••••• M•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

R••••• M•••• S•••••

Advisor at I••••••••• W••••• C••••••• L••

MARLTON, NJ | PISECO, NY

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Search this name across graphsid dfx:ria:f54a5c94-e4c4-805c-f929-40bcd3e92f6c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	May 1, 2019	n/a	yes	MARLTON, NJ\|PISECO, NY	Current employment
D•••••• F•••••••• D••••••	Independent wealth	Feb 14, 2014	May 3, 2019	no	MARLTON, NJ\|COLUMBIA, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• F•••••••• D••••••	I••••••••• W••••• C••••••• L••	May 3, 2019	May 1, 2019	-2	Firm change	RIA to RIA
L•• F•••••••• L••	D•••••• F•••••••• D••••••	Jan 25, 2016	Feb 14, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
163362:284656:SC:2019-05-03	May 3, 2019	May 1, 2019	COLUMBIA, SC	Firm change

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
May 1, 2019 to presentfactForm ADV
→ D•••••• F•••••••• D••••••Registered adviserregistration: previous registration
Feb 14, 2014 to May 3, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2014 to Jan 25, 2016factForm ADV
→ F•••• C•••••• F•••••••• P•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f54a5c94-e4c4-805c-f929-40bcd3e92f6c
First observed: Nov 20, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.