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Advisor at U.S. BANCORP ADVISORS, LLC
Sun City, AZ | Prescott, AZ | Phoenix, AZ | Surprise, AZ | Peoria, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Sun City, AZ|Surprise, AZ|Phoenix, AZ|Peoria, AZ|Prescott, AZ | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jun 21, 2023 | Feb 13, 2026 | no | Phoenix, AZ|Lakewood, CO|Prescott, AZ|Peoria, AZ|Sun City, AZ|Peoria, AZ|Sun City, AZ|Surprise, AZ|Goodyear, AZ|Phoenix, AZ | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | May 23, 2022 | Jun 9, 2023 | no | PHOENIX, AZ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 1, 2021 | May 24, 2022 | no | Phoenix, AZ | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Jan 20, 2017 | Mar 17, 2021 | no | Prescott, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| COMERICA SECURITIES | U.S. BANCORP INVESTMENTS, INC. | Jun 9, 2023 | Jun 21, 2023 | 12 | Firm change | RIA to ibd |
| PRUCO SECURITIES, LLC | COMERICA SECURITIES | May 24, 2022 | May 23, 2022 | -1 | Firm change | Ibd to RIA |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PRUCO SECURITIES, LLC | Mar 17, 2021 | Apr 1, 2021 | 15 | Firm change | Ibd to ibd |