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Advisor at SMITH CAPITAL MANAGEMENT, LLC
LOVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SMITH CAPITAL MANAGEMENT, LLC | State registered | Apr 9, 2009 | n/a | yes | LOVELAND, OH | Current employment |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Jul 26, 2005 | Apr 2, 2009 | no | LOVELAND, OH|LOVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERITAS ADVISORY SERVICES | SMITH CAPITAL MANAGEMENT, LLC | Apr 2, 2009 | Apr 9, 2009 | 7 | Firm change | Other |