L••• P•••••

Advisor at W•••••• W••••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

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Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	Louisville, CO\|Golden, CO\|Arvada, CO\|Broomfield, CO	Current employment
N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••	Former SEC adviser	Nov 12, 2015	Jul 2, 2019	no	Arvada, CO\|HIGHLANDS RANCH, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••	W•••••• W••••• M••••••••• L••	Jul 2, 2019	Jan 1, 2026	2,375	Firm change after gap	Ibd to RIA
D•••••• C•••••• M••••••••• I••	N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••	Dec 31, 2015

Team moves

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Team	Left	Joined	From	Kind
7425:283545:CO:2019-07-02	Jul 2, 2019	Jan 1, 2026	HIGHLANDS RANCH, CO	Firm change after gap
152350:7425:CO:2015-12-17	Dec 31, 2015	Nov 12, 2015	ARVADA, CO	Firm change after gap

Relationships

Registered with (3)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••Registered adviserregistration: previous registration
Nov 12, 2015 to Jul 2, 2019factForm ADV
→ D•••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Sep 18, 2013 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 18, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.