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Advisor at MCGUIRE WEALTH MANAGEMENT
WAKEFIELD, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MCGUIRE WEALTH MANAGEMENT | Independent wealth | Sep 14, 2018 | n/a | yes | WAKEFIELD, RI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 2, 2009 | Sep 17, 2018 | no | CHARLESTOWN, RI | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Oct 5, 2009 | no | CHARLESTOWN, RI | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 25, 2007 | Jan 1, 2008 | no | CHARLESTOWN, RI|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MCGUIRE WEALTH MANAGEMENT | Sep 17, 2018 | Sep 14, 2018 | -3 | Firm change | Wirehouse to new firm |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Oct 5, 2009 | Oct 2, 2009 | -3 | Channel change | Wirehouse to wirehouse |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:296271:RI:2018-09-17 | Sep 17, 2018 | Sep 14, 2018 | CHARLESTOWN, RI | Firm change |