DFX Intelligence

H•••• W••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

H•••• W••••• H••••••

Advisor at R•••••• F•••••••• N••••••

SOLON, OH

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Search this name across graphsid dfx:ria:c2c9c420-c99a-0818-77d6-968baa9b9639

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• F•••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 17, 2020	n/a	yes	SOLON, OH	Current employment
R•••••• F•••••••• N••••••	Independent wealth	Dec 19, 2014	n/a	yes	SOLON, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	R•••••• F•••••••• N••••••	Dec 19, 2014	Dec 19, 2014	0	Firm change	Other
N•••••• I••••••••• I•••	P•• W••••• M•••••••••	Nov 13, 2009	Nov 13, 2009

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 17, 2020 to presentfactForm ADV
→ R•••••• F•••••••• N••••••Registered adviserregistration: current employment
Dec 19, 2014 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 13, 2009 to Dec 19, 2014factForm ADV
→ N•••••• I••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2c9c420-c99a-0818-77d6-968baa9b9639
First observed: Sep 29, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.