DFX Intelligence

R•••••• F•••••••• N••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R•••••• F•••••••• N••••••

R•••••• F•••••••• N•••••• CORP., CRD 157834

SOLON, OH

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Search this name across graphsid dfx:ria:64527961-96aa-00e7-4ba5-2200b08379b0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Apr 9, 2014 to Mar 31, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=9.0
Regulatory AUM: $263M••• Locked
Discretionary RAUM: $261M
Private client RAUM: $259Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $32.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• J••• G•••••	n/a	CHAGRIN FALLS, OH \| SOLON, OH	21	31	1	yes
S•••••• J••	Certified Financial Planner	Durham, NC \| APEX, NC \| SOLON, OH	16	24

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• W••••••• J•••	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER	D	yes	06/2011	Apr 9, 2014	Mar 15, 2024
J••• S••••••	MANAGING DIRECTOR	D	yes	06/2011	Apr 9, 2014	Mar 15, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Durham	Nc	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$263M	$226M	16.3%	$165M	16.8%	11	11	3	3

Relationships

Registered with (11)

← A••••••••• V•••••••Advisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← R••• B•••••Advisorregistration: current employment
Jan 7, 2022 to presentfactForm ADV
← D•• J••• K•••••Advisorregistration: current employment
Apr 6, 2018 to presentfactForm ADV
← W•••••• W••• H•••Advisor

Dated events

Occurred
Jul 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 9, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64527961-96aa-00e7-4ba5-2200b08379b0
First observed: Apr 9, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.