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Advisor at SOWELL MANAGEMENT
Sanger, CA | NORTH LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | Independent wealth | Jan 1, 2026 | n/a | yes | Sanger, CA|NORTH LITTLE ROCK, AR | Current employment |
| CLARUS WEALTH ADVISORS, LLC | Independent wealth | Aug 16, 2017 | Dec 31, 2019 | no | Sanger, CA|PEORIA, AZ | Previous registration |
| WFG ADVISORS, LP | Former SEC adviser | May 8, 2003 | Sep 21, 2017 | no | SCOTTSDALE, AZ|Sanger, CA | Previous registration |
| WFG INVESTMENTS, INC. | n/a | Mar 14, 2003 | Nov 14, 2006 | no | SCOTTSDALE, AZ|PARADISE, AZ|SCOTTSDALE, AZ|Sanger, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLARUS WEALTH ADVISORS, LLC | SOWELL MANAGEMENT | Dec 31, 2019 | Jan 1, 2026 | 2,193 | Firm change after gap | RIA to RIA |
| WFG ADVISORS, LP | CLARUS WEALTH ADVISORS, LLC | Sep 21, 2017 | Aug 16, 2017 | -36 | Firm change after gap | Other |
| WFG INVESTMENTS, INC. | WFG ADVISORS, LP | Nov 14, 2006 | May 8, 2003 | -1,286 | Firm change after gap | Other |