RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• R•••••• F••••••
- S••••• M••••••••• independent RIA currentsince Jan 1, 2026 · Sanger, Ca
- C••••• W••••• A•••••••• L•• independent RIAAug 16, 2017 to Dec 31, 2019 · Sanger, Ca
- W•• A•••••••• L• formerMay 8, 2003 to Sep 21, 2017 · Scottsdale, Az
- W•• I••••••••• I••• unclassifiedMar 14, 2003 to Nov 14, 2006 · Scottsdale, Az
- C••••• W••••• A•••••••• L•• to S••••• M•••••••••left Dec 31, 2019, registered Jan 1, 2026 (2193 days) · RIA to RIA
- W•• A•••••••• L• to C••••• W••••• A•••••••• L••left Sep 21, 2017, registered Aug 16, 2017 (-36 days) · Other
- W•• I••••••••• I••• to W•• A•••••••• L•left Nov 14, 2006, registered May 8, 2003 (-1286 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 55derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address