DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at F••••••• H••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• H••••• A•••••••• L•• | Independent wealth | Dec 13, 2023 | n/a | yes | Mount Pleasant, SC|Marshfield, MA|BOSTON, MA | Current employment |
| A••• F•••••••• P•••••••• L•• | n/a | Feb 22, 2021 | Dec 8, 2023 | no | MARSHFIELD, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••• F•••••••• P•••••••• L•• | F••••••• H••••• A•••••••• L•• | Dec 8, 2023 | Dec 13, 2023 | 5 | Firm change | Other |
| O•••• P•••••••• S••••••••• L•• | A••• F•••••••• P•••••••• L•• | Sep 16, 2020 | Feb 22, 2021 |
| O•••• P•••••••• S••••••••• L•• | Former SEC adviser | Feb 12, 2020 | Sep 16, 2020 | no | SCITUATE, MA|OMAHA, NE | Previous registration |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 8, 2015 | Dec 31, 2019 | no | SCITUATE, MA|OMAHA, NE|SCITUATE, MA | Previous registration |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 23, 2014 | Dec 31, 2014 | no | OMAHA, NE | Previous registration |
| 159 |
| Firm change |
| Other |
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Dec 31, 2019 | Feb 12, 2020 | 43 | Channel change | RIA to RIA |