DFX Intelligence

E••• P••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

E••• P••• B•••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | Broomfield, CO

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Search this name across graphsid dfx:ria:c2ee3c89-a23d-02a5-f6cf-84d7f136ea9d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Sep 29, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 17, 2026	n/a	yes	SAN DIEGO, CA\|Broomfield, CO	Current employment
E•••••••• C•••••• A•••••••• L••	Independent wealth	Jun 27, 2024	Aug 19, 2026	no	Broomfield, CO\|E••••••••, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• C•••••• A•••••••• L••	L•• F•••••••• L••	Aug 19, 2026	Jul 17, 2026	-33	Firm change after gap	RIA to ibd
T•••••• A•••••••• L••	E•••••••• C•••••• A•••••••• L••	Aug 27, 2024	Jun 27, 2024

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ E•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 27, 2024 to Aug 19, 2026factForm ADV
→ T•••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2024 to Aug 27, 2024factForm ADV
→ D•••••• A•••••••• G•••• • W•••••

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 7, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2ee3c89-a23d-02a5-f6cf-84d7f136ea9d
First observed: Sep 29, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.