DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Paul Butler

LPL Financial LLCBD affiliatedSan Diego, Ca IA-onlyIAPD 4754442

Feed of 09/15/2026

Also filed as Eric Paul Butler

At current firm

0 y

since Jul 17, 2026

In the industry

15 y

since Dec 12, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 17, 2026 · San Diego, Ca
Eastsound Capital Advisors, LLC independent RIA
Jun 27, 2024 to Aug 19, 2026 · Broomfield, Co
Tactive Advisors, LLC independent RIA
Apr 17, 2024 to Aug 27, 2024 · Sarasota, Fl
Digital Ascension Group - Wealth other
Nov 14, 2023 to Aug 19, 2024 · Dallas, Tx
Apo Financial Services, LLC independent RIA
Dec 14, 2021 to Nov 7, 2023 · Westminster, Co
Fiduciary Investment Trusts, LLC former
Oct 24, 2020 to Dec 13, 2021 · Denver, Co
Stadion Money Management, LLC independent RIA
Sep 29, 2017 to Nov 5, 2020 · Broomfield, Co

Moves

a registration end followed by a registration begin elsewhere

Eastsound Capital Advisors, LLC to LPL Financial LLC
left Aug 19, 2026, registered Jul 17, 2026 (-33 days) · RIA to affiliated broker-dealer or bank
Tactive Advisors, LLC to Eastsound Capital Advisors, LLC
left Aug 27, 2024, registered Jun 27, 2024 (-61 days) · RIA to RIA
Digital Ascension Group - Wealth to Tactive Advisors, LLC
left Aug 19, 2024, registered Apr 17, 2024 (-124 days) · Other
Apo Financial Services, LLC to Digital Ascension Group - Wealth
left Nov 7, 2023, registered Nov 14, 2023 (7 days) · RIA to a newly registered adviser
Fiduciary Investment Trusts, LLC to Apo Financial Services, LLC
left Dec 13, 2021, registered Dec 14, 2021 (1 days) · RIA to RIA
Stadion Money Management, LLC to Fiduciary Investment Trusts, LLC
left Nov 5, 2020, registered Oct 24, 2020 (-12 days) · Other

Signals

Eric Paul Butler left Eastsound Capital Advisors, Llc for Lpl Financial Llc (registered 2026-07-17)
Aug 19, 2026 · Advisor changed firm · fact
Eric Paul Butler left Tactive Advisors, Llc for Eastsound Capital Advisors, Llc (registered 2024-06-27)
Aug 27, 2024 · Advisor changed firm · fact
Eric Paul Butler left Digital Ascension Group - Wealth for Tactive Advisors, Llc (registered 2024-04-17)
Aug 19, 2024 · Advisor changed firm · fact
Eric Paul Butler left Apo Financial Services, Llc for Digital Ascension Group - Wealth (registered 2023-11-14)
Nov 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address