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RIA / WealthAdvisor13 years in industry

Spencer Lademan

Advisor at KROON & MITCHELL ASSET MANAGEMENT LLC

GRAND RAPIDS, MI

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Search this name across graphsid dfx:ria:c2f7276a-371b-5578-a763-ecac0bdf456e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KROON & MITCHELL ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 18, 2017
First registration: Sep 20, 2017
Dual registered: no
Other names: Spencer Lademan|Spencer Garrett Lademan
IAPD individual key: 6806633

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KROON & MITCHELL ASSET MANAGEMENT LLC	Independent wealth	Jul 21, 2026	n/a	yes	GRAND RAPIDS, MI	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jan 16, 2020	Jul 17, 2026	no	KENTWOOD, MI	Previous registration
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Apr 9, 2019	Jan 17, 2020	no	GRAND RAPIDS, MI	Previous registration
EDWARD JONES	National bd RIA	Sep 20, 2017	Jul 25, 2018	no	Howell, MI\|ST LOUIS, MO\|GREENVILLE, NC\|Maryland Heights, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	KROON & MITCHELL ASSET MANAGEMENT LLC	Jul 17, 2026	Jul 21, 2026	4	Firm change	Ibd to RIA
W&S BROKERAGE SERVICES, INC.	REGAL INVESTMENT ADVISORS LLC	Jan 17, 2020	Jan 16, 2020	-1	Firm change	Other
EDWARD JONES	W&S BROKERAGE SERVICES, INC.	Jul 25, 2018	Apr 9, 2019	258	Firm change	Ibd to new firm

Relationships

Registered with (4)

→ KROON & MITCHELL ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jan 16, 2020 to Jul 17, 2026factForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Apr 9, 2019 to Jan 17, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 20, 2017 to Jul 25, 2018factForm ADV

Dated events

Occurred
Jul 17, 2026
Advisor changed firm
Spencer Lademan left Regal Investment Advisors Llc for Kroon & Mitchell Asset Management Llc (registered 2026-07-21)
Form ADVobserved 6 days ago