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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DAVID WILLIAM HOLDEN

Advisor at EDWARD JONES

DAPHNE, AL

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Search this name across graphsid dfx:ria:c3014374-fed2-7dbf-0297-ad2d45fe85b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 18, 2006
First registration: Apr 19, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5093991

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jun 4, 2026	n/a	yes	DAPHNE, AL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 25, 2021	Jun 4, 2026	no	SPANISH FORT, AL\|BRANCHVILLE, NJ\|SAN DIEGO, CA\|FAIRHOPE, AL\|ELLISVILLE, MS\|GULFPORT, MS\|TUPELO, MS\|VESTAVIA HILLS, AL\|GULF SHORES, AL\|INDIANOLA, MS\|LEAKESVILLE, MS\|RIDGELAND, MS\|PENSACOLA, FL\|BAY ST LOUIS, MS\|BRANDON, MS\|D'IBERVILLE, MS\|FAIRHOPE, AL\|FOREST, MS\|GULFPORT, MS\|BRANDON, MS\|LAUREL, MS\|FLOWOOD, MS\|PASCAGOULA, MS\|PANAMA CITY BEACH, FL\|FORT WALTON BEACH, FL\|TUPELO, MS\|OCEAN SPRINGS, MS\|CRESTVIEW, FL\|JACKSON, MS\|MERIDIAN, MS\|PANAMA CITY, FL\|PEARL, MS\|MIRAMAR BEACH, FL\|MOBILE, AL\|LAUREL, MS\|MADISON, MS\|MERIDIAN, MS\|AMORY, MS\|HATTIESBURG, MS\|LUCEDALE, MS\|MOBILE, AL\|GULFPORT, MS\|DAPHNE, AL\|SILVERHILL, AL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 19, 2021	no	SPARTA, NJ\|LAKE HOPATCONG, NJ\|LAKE HIAWATHA, NJ\|OAK RIDGE, NJ\|Stanhope, NJ\|FRANKLIN, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 27, 2009	Oct 1, 2012	no	SPARTA, NJ\|NEWTON, NJ\|SPARTA, NJ\|LAKE HOPATCONG, NJ\|SPARTA, NJ\|OAK RIDGE, NJ\|SPARTA, NJ\|SPARTA, NJ\|LAKE HOPATCONG, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 19, 2006	Jan 12, 2009	no	SADDLE BROOK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	EDWARD JONES	Jun 4, 2026	Jun 4, 2026	0	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Oct 19, 2021	Oct 25, 2021	6	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Jan 12, 2009	Jan 27, 2009	15	Firm change	Other

Relationships

Registered with (5)

→ EDWARD JONESRegistered adviserregistration: current employment
Jun 4, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 25, 2021 to Jun 4, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 19, 2021factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 27, 2009 to Oct 1, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 19, 2006 to Jan 12, 2009factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
David William Holden left Lpl Financial Llc for Edward Jones (registered 2026-06-04)
Form ADVobserved 4 days ago