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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

TODD ROBERT NEWMAN

Advisor at MORGAN STANLEY

Wyomissing, PA

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Search this name across graphsid dfx:ria:c306868e-1b56-d2b2-01f4-e5f802bbc24b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 26, 1993
First registration: Jul 31, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1798438

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 5, 2024	n/a	yes	Wyomissing, PA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 21, 2014	Sep 10, 2024	no	WYOMISSING, PA\|WEST LAWN, PA\|WYOMISSING, PA\|READING, PA\|SHILLINGTON, PA\|ALLENTOWN, PA	Previous registration
MORGAN STANLEY	Wirehouse	Jul 7, 2011	Jan 27, 2015	no	WYOMISSING, PA\|Wyomissing, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 6, 2008	Jul 11, 2011	no	WEST LAWN, PA\|WYOMISSING, PA\|WYOMISSING, PA\|READING, PA\|ROBESONIA, PA\|SHILLINGTON, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 31, 2002	Jun 5, 2008	no	WYOMISSING, PA\|READING, PA\|READING, PA\|WYOMISSING, PA\|READING, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Sep 10, 2024	Sep 5, 2024	-5	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	WELLS FARGO ADVISORS	Jan 27, 2015	Nov 21, 2014	-67	Firm change after gap	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MORGAN STANLEY	Jul 11, 2011	Jul 7, 2011	-4	Firm change	Wirehouse to wirehouse

Relationships

Registered with (2)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 7, 2011 to Jan 27, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 21, 2014 to Sep 10, 2024factForm ADV

Dated events

Occurred
Sep 10, 2024
Advisor changed firm
Todd Robert Newman left Wells Fargo Advisors for Morgan Stanley (registered 2024-09-05)
Form ADVobserved 3 days ago